Notices & Regulatory

Important notice and disclaimer

All information on this site is of a general nature and may not be applicable to your own specific circumstances. We will be pleased to discuss your specific circumstances or requirements in more detail. If you would like to discuss anything with us, please contact us.

Whilst every care has been taken to ensure that all information on this site is accurate, no liability is accepted for any loss or damage, howsoever arising from the use or non-use of any information on this site.

Ownership
Hawsons Partners: W A Amos ACA, S L Bladen FCA, C M Burton FCA, S D Butler, D T Cairns FCA, S A Charles FCA, A Hemmington CTA, D J Owens FCA, S W L Sanderson FCA, P J Wilmer FCA, D J Wood ACA, P A Wormald FCCA
Hawsons Limited: Registered in England No. 2645865. Directors: S L Bladen FCA, C M Burton FCA, S A Charles FCA.  C I Hill FCA, SWL Sanderson FCA, PJ Wilmer FCA
 
Regulation

Hawsons is registered to carry on audit work in the UK and regulated for a range of investment business activities by the Institute of Chartered Accountants in England and Wales. Details about our audit registration can be viewed at www.auditregister.org.uk under reference number C005354043. The audit regulations that we follow can be accessed at www.icaew.com/regulations and the FRC Ethical Standard that we are required to comply with can be accessed at www.frc.org.uk

Hawsons Limited is regulated by the Institute of Chartered Accountants in England and Wales for a range of investment business activities.

Hawsons and Hawsons Limited are not authorised under the Financial Services and Markets Act 2000 but we are able in certain circumstances to offer a limited range of investment services to clients because we are members of the Institute of Chartered Accountants in England and Wales. We can provide these investment services if they are an incidental part of the professional services we have been engaged to provide.

Hawsons Wealth Management Ltd is directly authorised and regulated by the Financial Conduct Authority. Hawsons Wealth Management Ltd is entered on the FCA register www.fca.org.uk/register/ under reference 586696.

Criminal Finances Act 2017 – Criminal Facilitation of Tax Evasion Statement of Compliance

As a provider of accounting, tax and IFA services, Hawsons Chartered Accountants, Hawsons Wealth Management Limited and Hawsons Limited  will adopt the high standards of integrity and professionalism, and expect all partners and staff to do the same.  We uphold the highest standards of quality and service and act with honesty and transparency on all matters.

We do not tolerate tax evasion or its facilitation by this firm or our clients or associated persons.

We have in place prevention procedures to guard against any offences under the Criminal Finances Act 2017.  We have:

  • Carried out risk assessments to identify potential risks for tax evasion.
  • Adopted prevention procedures including supervision of associated persons.
  • A commitment by senior management to preventing the facilitation of tax evasion.
  • A policy to apply due diligence procedures.
  • Communicated our  policies and procedures throughout the firm and carrying out appropriate training.
  • Implemented a regular monitoring and review of our procedures and will make improvements where necessary.

 

Privacy Notice

The Hawsons Privacy notice can be found here: